The CSE brokers/dealers are required to comply with various requirements for continuing membership. These include:
Audited Annual Accounts within four months of the end of the financial year;
Monthly Net Capital balance Report;
Shareholding pattern by-yearly;
Any changes in respect of management, structural or legal status of Stock dealers/ stock brokers should be informed to the Commission within 15 (fifteen) days through stock exchange;
Compliance Authority report relating to the compliance of rules and regulations of the Exchange and BSEC by his/her member company. The report will have to submit to the Exchange within 15 days after the end of every six-months period ending on 30th June and 31st December of the year .
Maintenance of the net worth at least half of its paid up capital at all times.